Full text of HALIFAX AMERICA LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED ST ATES<br>0MB Number: 3235-0123<br>SECURITIES ANO EXCHANGE COMMISSION<br>Expires: Nov. 30, 2026<br>Washington, D.C. 20549<br>Estlmate_d average burden<br>hours per response: 12 | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------|---------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-S | | 8-69511 | | | | PART Ill | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING 1 /Q 1 /2023 | | AND ENDING _ 1_ 2_/3_ | __<br>1_ /_2_0 _23 | | | | MM/ DD/YY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM : Halifax Ameirca LLC | | | | | | (!] Br~ker-dealer<br>0 Check here If respondent Is also an OTC derlVdtlves dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>5900 Sepulveda Blvd #304 | D Security-based swap dealer<br>(No. and Street) | | :J Major security-based swap participant | | | | | | | | | Sherman Oaks | CA | | 91411 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Devin Brady | 818-9.28-3108<br>-~----------------------- | | ---<br>dbrady@halifaxamerica.com | | | (Name) | (Area Code - T.elephone Number) | | -<br>-<br>-<br>(Emall Address} | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained In this filing*<br>Michael Coglianese, CPA PC | | | | | | 125 E. Lake Street #303 | (Name - ,f ihdlvldual, state last, first, and middle name) | IL | 60108 | | | (Address)<br>10/20/2009 | (City) | (State)<br>3874 | (Zip Code) | | | | ~----------"- | | Pc. CA-"O:c.cBcR.;;; eJ,Li""' stc;; ra'-"ti.;; on N-'-. u;;.;.m;b;;;e r _if;.a.uli""' ca-b-'le, | | | (Date of Re istratiOr'I with PCAOB .lli!,.;;:a= hc;cca;;.;;b;.;.;; le | | | | | | -------- | FOR OFFICIAL USE ONLY<br>---- | | | | CFR 240.17a•S(e)(l)(II), if applicable. Parsons who are to respond to the collectlon of Information con…Read the full text as markdown