Full text of OLDEN LANE SECURITIES, LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | |----------------------------| | 0MB Number: 3235-0123 | | Expires: August 31, 2020 | | Estimated average burden | | hours per response J 2.00 | 8-69556 SEC FILE NUMBER ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** #### **FACING PAGE** #### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | | ___<br>-~O~l/_O_l/_18<br>MM/DD/YY | AND ENDING | 12/31/18<br>MMJDDNY | | | |------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------|--------------------------------------------------------|------------|----------------------------------|--|--| | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | NAME OF BROKER -<br>DEALER: | | | | | | | | Olden Lane Securities LLC | | | | OFFICIAL USE ONLY<br>FIRMJD. NO. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | One Main Street Suite 202 | | | | | | | | (No. and Street) | | | | | | | Chatham | NJ | | | 07928 | | | | (City) | (State) | | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | Michael Macchiarola | | | | (609) 436-9644 | | | | | | | | (Area Code -<br>Telephone No.) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | | WithumSmith+Brown PC | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 1411 Broadway, 23rd Floor | New York | | NY | 10018 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | | ~ Certified Public Accountant | | | | | | | | D<br>Public Accountant | | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual report be covered by the opinion of an independent p | | | | ublic accountant | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC* 1410 (3-91) {1}------------------------------------------------ # **Olden…Read the full text as markdown