Full text of OLDEN LANE SECURITIES, LLC's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB N umber: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response . . . 12. 00 8-69556 I SEC FILE NUMBER I ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | __<br>___<br>O_l/_O_l/_19 | AND ENDING | 12/31/19 | | |----------------------------------------------------------------------------|------------------------------------------------|--------------|---------------------|--| | | MM/DDNY | | MM/DDNY | | | | A. REGISTRANT lDENTlFICA TION | | | | | NAME OF BROKER -<br>DEALER: | | | | | | Olden Lane Securities LLC | | | OFFICIAL USE ONLY | | | | | FIRM ID. NO. | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | One Main Street Suite 202 | | | | | | (No. and Street) | | | | | Chatham<br>(City) | NJ<br>(State) | | 07928<br>(Zip Code) | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO nns REPORT | | | | | | Michael Macchiarola | | | 0. | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | WithumSmith+Brown PC | | | | | (Name - | if individual, state last, first, middle name) | | | | | 141 1 Broadway, 23rd Floor | New York | NY | 10018 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | ~ Certified Public Accountant | | | | | | D<br>Public Accountant | | | | | | I I<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. I 7a-5(e)(2).SEC* 1410 (3-91) {1}------------------------------------------------ # **Olden Lane Securities LLC** (A wholly owned subsidiary of Olden Lane LLC) Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2019 {2}------------------------------------------------ ### **This report \*\* contains (check all applicable boxes):** - [x] Independent Auditors'…Read the full text as markdown