Full text of D12 CAPITAL MARKETS INC.'s X-17A-5 filed 2021-03-29 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **D 12 CAPITAL MARKETS INC. (FORMERLY KNOWN AS GRAVITAS CAPITAL INTERNATIONAL, INC.)** Financial Statements and Supplemental Schedules December 31, 2020 (With Independent Auditors' Report Thereon Required by Rule 17a-5) These financial statements and schedules should be deemed confidential pursuant to Subparagraph (e)(3) of Rule 17a-5 of the Securities and Exchange {1}------------------------------------------------ UNITEDSTATES SEC'liRITIESANOEXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-01 23 Expires: August 31, 2020 Estimated average burden hours per response .. .... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | SEC FILE NUMBER | |---------|-----------------| | 8-69851 | | ### FACING PAGE ## Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD<br>NN ING -'"'-,_,_><-u_ | >!_!, | ~---- | /2020<br>ND ENDING 12/31 | | |---------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|--------------------------------------------------------|------------------------------------|-------------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | '.t | | 012 Capital Markets Inc.<br>NAME OF BROKER-DEALER: | | | F~ CIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | ,<br><j<br>•,,1"'1' -/tf Itt I I I | .FiRM,ItD'. NO. | | 5 Revere PI | | | | | | | (No. and Street) | | | | | Etobicoke | Ontario | Canada | M8Z 2Z1 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Robert Carbonaro | | | 4 16 301 0960 | | | | | | (Area Code- | Telephone Number) | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPE DENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Lerner & Sipkin CPAs, LLP | | | | | | | | (N ame - if individual. state last,first. middle name) | | | | 420 Lexington Ave. Ste. 16<br>20 | New York | | NY | 70<br>101 | | (Addres ) | (City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | | I vi<br>Certified Public Accountant<br>DPublic Accountant<br>D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption…Read the full text as markdown