Full text of FM GLOBAL MARKETS INC's X-17A-5 filed 2026-04-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235--012.3 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-69581 | | | | FACING PAGE | | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-------------------------------|---------------------------|--|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | FILING FOR THE PERIOD BEGINNING | ________<br>01/01/25<br>AND ENDING | | | ________<br>12/31/25<br>_ | | | | | | | MM/DD/VY | | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | FM<br>Global<br>NAME OF FIRM: | ____________________________<br>Markets<br>Inc. | | | _ | | | | | | TYPE OF REG ISTRANT {check all applicable boxes):<br>15(Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | | | | | 130<br>Adelaide<br>Street | West,<br>Suite<br>3002 | | | | | | | | | | (No. and Street ) | | | | | | | | | Toronto | | Canada<br>M5H<br>3P5 | | | | | | | | (City) | (State) | (Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Robert<br>Mitchell | 516.816.5480 | | rmitchell@fmglobalmarkets.com | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>NTT & Company, PLLC | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 5865 Mistletoe Avenue | Beaumont | | TX | 77707 | | | | | | (Address)<br>03/19/2019 | (City) | 6543 | (State) | (Zip Code) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis…Read the full text as markdown