CAPITAL SUISSE LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of CAPITAL SUISSE LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CAPITAL SUISSE LLC
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0001645875-20-000002
• CIK: 1645875
• File #: 8-69639
• Material weakness: No
• Auditor: BDO USA LLP
• Auditor location: Seattle, WA
• Contact: Steffen Buschbacher
• Phone: 206-617-4525
• Signed by: Steffen Buschbacher (Managing Director & Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0001645875 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N CAPITAL SUISSE LLC 1000 SECOND AVENUE SUITE 3200 SEATTLE WA 98104 Steffen Buschbacher 206-617-4525 BDO USA LLP 601 Union Street Suite 2300 Seattle WA 98101 Certified Public Accountant Steffen Buschbacher CAPITAL SUISSE LLC 12-31-2019 Steffen Buschbacher Managing Director & Chief Compliance Officer Y

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Other filings by this registrant

• X-17A-5 — 2024-03-27
• X-17A-5 — 2023-03-30
• X-17A-5 — 2022-03-30
• X-17A-5 — 2021-03-30
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-01

Original filing on SEC EDGAR (source of record)