Full text of CAPITAL SUISSE LLC's X-17A-5 filed 2024-03-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COM Washington, D.C. 20549 | | OMB Number: 3235-0123 | |----------|--------------------------| | IMISSION | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | 5020 (PCAOB Registration Number, if applicable) # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER OMB APPROVAL 8-69639 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/23 12/31/23 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Capital Suisse LLC NAME OF FIRM: \_ TYPE OF REGISTRANT (check all applicable boxes): ሬ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1221 1st Avenue, Unit 25D (No. and Street) 98101 Seattle WA (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Steffen Buschbacher (206) 617-4525 steffen@capitalsuisse.com (Email Address) (Area Code - Telephone Number) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing \* RW Group, LLC (Name - if individual, state last, first, and middle name) PA 19348 400 Old Forge Ln, #401 Kennett Square (State) (Zip Code) (Address) (City) 15 02/23/2010 (Date of Registration with PCAOB)(if applicable) #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Steffen Buschbacher | | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of Capital Suisse LLC | | as of | | December 31 | | 2 023 , is true and correc…Read the full text as markdown