Full text of CVC FUNDING, LLC's X-17A-5 filed 2020-02-18 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill | | 8 - 69650 | |-------------|-----------------------------| | | SEC FILE NUMBER | | | hours per response _ 12.00 | | | Estimated average burden | | | Expires: August 31, 2020 | | OMB Number: | | | | OMS APPROVAL | ### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder | MMIDDNYYY | | MM/DDNYYY | | |--------------------------------------------------------------------------------------|----------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | | | | | | OFFICIAL USE ONLY | | | eve FUNDING LLe<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | (No and Sb eet) | | | | | NY | | 10019 | | | (State) | | (Zip Code) | | | | | (Area Code -- Telephone No) | | | | | | | | | | | | | | | | | | New York | NY | 10020 | | | (City) | (S tate) | (Zip Code) | | | | | | | | Accountant not resident in United States or any of its possessions | | | | | | | ~~~~0_1_/0_1_/2~0_1~9~~~~ANDENDING~~~-1_2_/3_1_/2_0_19~~~-<br>A. REGISTRANT rDENTIFICATJON<br>712 FIFTH AVE, 45TH FL<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNT ANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name -- if individual, .1-tate last, first, middle name ) | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. 17a-5(e)(2).* SEC 1410 (06-02) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | Roberl S uire | , swear (or affirm) that, to the | |-----------------------------------------…Read the full text as markdown