Full text of CVC FUNDING, LLC's X-17A-5 filed 2024-02-08 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | | |-------------|-----------------------------|-----------------| | 0MB Number: | | 3235-01 23 | | | Expires: November 30, 2026 | | | | Estimated average burden | | | | hours per respanse . 12.00 | | | | | SEC FILE NUMBER | | | 8 - 69650 | | | | | | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules <sup>l</sup>7a-5, <sup>l</sup>7a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** | | 01/01 /2023 | AND ENDING | 12/31/2023 | |---------------------------------------------------------------------------|-----------------------------------------------------------|-----------------|--------------------------------------------| | REPORT FOR THE PERIOD BEGINNING | -------<br>------<br>MM/DD /Y Y YY | | -----------<br>MM/DD/YYYY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | | eve FUNDING LLe | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | D Security-based swap dealer<br>X Broker-dealer | D Major security-based swap participant | | | | □ Check here ifrespondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 712 FIFTH AVE, 45TH FL | | | | | (No. and Street) | | | | | NY | | 10019 | | NEW YORK | (State) | | (Zip Code) | | (City) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | B. ACCOUNTANT IDENTJFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | MAZARS USA LLP | | | | | (Name- if individual, state last, first, and middle name) | | | | 135 West 50th Street | New York | NY | 10020 | | (Address) | (City) | (State) | (Zip Code) | | | | | 339 | | 10/8/2003<br>(Date of Rcgismuion with PCAOBXifapplicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims f01: exemptio/1 from 1he requirement that the annual reports be covered by the reports of an independe.111 public accou111an1 must be supported by a statement of facts a11d circumstances relied on. as the basis of the exemption. See <sup>17</sup> CFR 240.l 7a-5(e)(J)(ii), if applicable.* **Persons who ara to raspond to the collection of information contained in this form are not raquired to…Read the full text as markdown