Full text of CITIZENS CAPITAL MARKETS, INC.'s X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | 0MB APPROVAL | | | | | |----------------------|-----------------|-----------------|--|--| | 0MB Number | | 3235-0123 | | | | Expires | | August 31, 2020 | | | | Estimated avg burden | | | | | | Hours per response | | 12.00 | | | | | SEC FILE NUMBER | | | | | | | 8-69651 | | | #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** III #### FACING PAGE # **Information Required of Brokers and Dealers Pursuant** to **Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING O 1/01/18 AND ENDING 12/31/18 # **A. REGISTRANT IDENTIFICATION** # NAME OF BROKER - DEALER: **Citizens Capital Markets, Inc.** OFFICIAL USE ONLY FIRM ID. NO. ### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **28 State Street, MS1240 Boston, Massachusetts 02118** NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT: **William Casserly (603) 634-**7507 # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* **Deloitte** & **Touche LLP 200 Berkeley Street Boston, Massachusetts 02116** #### **CHECK ONE:** ./ Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by statement of facts and circumstances relied on as the basis for the exemption. See section 240. l 7a-5( e) (2). {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, **William Casserly,** swear (or affirm) that, to the best ofmy knowledge and belief the accompanying financial statements and supporting schedules pertaining to the firm of Citizens Capital Markets, Inc. as of and for the year ended December 31, 2018, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer. PO Title February. 25, 2019 Commonwealth of Massachusetts Suffolk County ~LfljQU~ Notaiy Public Sandra L, Galloway My Commission Expires August 14, 2020 | }~t<br>Ll~<br>(ft,<br>COMMONWEALTH OF MASSACHUSrn'S | ~ | . SAND~ta;; | |-----------------------------------------------------|----------…Read the full text as markdown