Full text of CITIZENS CAPITAL MARKETS, INC.'s X-17A-5 filed 2021-06-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | | |--------------------------------------------|------------------| | OMB Number | 3235-0123 | | Expires | October 31, 2023 | | Estimated avg burden<br>hours per response | 12.00 | # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** SEC FILE NUMBER **8-69651** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** # **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING 01/01/20 AND ENDING 12/31/20 # **A. REGISTRANT IDENTIFICATION** NAME OF BROKER - DEALER: **Citizens Capital Markets, Inc.** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **28 State Street, MS1240 Boston, Massachusetts 02118**  NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT: **William Casserly (603) 634-7507** # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* **Deloitte & Touche LLP 200 Berkeley Street Boston, Massachusetts 02116** ## **CHECK ONE:** Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e) (2). {1}------------------------------------------------   {2}------------------------------------------------ CITIZENS CAPITAL MARKETS, INC. (SEC I.D. No. 8-69651) STATEMENT OF FINANCIAL CONDITION FOR THE YEAR ENDED DECEMBER 31, 2020 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\* Filed pursuant to Rule 17a-5(e)(3) as a **PUBLIC DOCUMENT** {3}------------------------------------------------ # **TABLE OF CONTENTS** | This report contains (check all applicable boxes): | | Page No. | | |----------------------------------------------------|-----|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---| | (x) | (a) | Facing Page | | | (x) | (l) | An Oath or Affirmation | 2 | | (x) | | Repor…Read the full text as markdown