Full text of M1 FINANCE LLC's X-17A-5 filed 2025-04-22 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # M1 Finance LLC (SEC I.D. No 8-69670) # Statement of Financial Condition As of December 31, 2024 And Report of Independent Registered Public Accounting Firm \*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\* This report is filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document. {1}------------------------------------------------ ### Table of Contents | | | Page | |----------------------------------------------------------|---------------------------------------------------------|------| | Facing Page-Annual Audited Report Form X-17A-5, Part Ill | | 1 | | Oath of Affirmation | | 2 | | | Report of Independent Registered Public Accounting Firm | 3 | | | Financial Statement: | | | (a) | Statement of Financial Condition | 4 | | (b) | Notes to Financial Statement | 5 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER | | 8-69670 | |-----------------------------------------------------------------------------------------------------------|---------| | PART Ill | | | FACING PAGE | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING **O 1/01/2024** AND ENDING **12/31/2024** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: M 1 Finance LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Check here lf respondent Is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 200 N LaSalle St, Suite 810 | Chicago<br>(City) | | IL | | 60601<br>(Zip Code) | | | |---------------------------------------------------------------------------|--|------------------------------------------------------------|---------|--------------------------------------------|--|--| | | | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Kunjal Patel | | 312-600-2883<br>k.patel@m1finance.com | | | | | | (Name) | | (Area Code -Telephone Number) | | (Email Address) |…Read the full text as markdown