Full text of M1 FINANCE LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # M1 Finance LLC (SEC I.D. No 8-69670) # Statement of Financial Condition As of December 31, 2025 And Report of Independent Registered Public Accounting Firm \*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\* This report is filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document. {1}------------------------------------------------ ## Table of Contents | | | Page | |-----|-------------------------------------------------------------|------| | | Facing Page - Annual Audited Report Form X-1 7A-5, Part III | | | | Oath of Affirmation | 2 | | | Report of Independent Registered Public Accounting Firm | 3 | | | Financial Statement: | | | | (a) Statement of Financial Condition | | | (b) | Notes to Financial Statement | C | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS** # FORM X-17A-5 **PART Ill** | 0MB Number: 3235-0123 | | |--------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | OMR **SEC FILE NUMBER** 8-69670 | | | FACING PAGE | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--------------------------------|-----|-----------------|-------------------------------------------| | Information Required Pursuant to Rules 17a-S, l7a-l2, and lSa-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31/2025 | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2025 | | MM/DD/VY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: M1 Finance LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□<br>□<br>D Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 200 N LaSalle St., Suite 810 | | | | | | | (No. and Street) |…Read the full text as markdown