Full text of EQUITYZEN SECURITIES LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **EquityZen Securities LLC** STATEMENT OF FINANCIAL CONDITION (With Report of Independent Registered Public Accounting Firm Therein) DECEMBER 31, 2021 {1}------------------------------------------------ | SECURITIES | AND<br>EXCHANGE<br>COMMISSION | | | | | | |-----------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------------------|------------------------------------------------------|--------------------------------------------|-------|--| | | | | OMB APPROVAL<br>OMB Number:3235Ͳ0123 | | | | | Washington, D.C. 20549 | | | Expires:October 31, 2023<br>Estimated average burden | | | | | | | | hours per response… | | 12.00 | | | | ANNUALAUDITEDREPORT | | | | | | | | FORMXͲ17AͲ5 | | | SEC FILE NUMBER | | | | | | | | | | | | | PART<br>III | | | 8Ͳ69689 | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17aͲ5, 17aͲ12, and 18aͲ7 under the Securities Exchange Act of 1934 | | | | | | | | REPORT<br>FOR<br>THE<br>PERIOD<br>BEGINNING | 01/01/2021<br>AND<br>ENDING | 12/31/2021 | | | | | | | | | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A.<br>REGISTRANT<br>IDENTIFICATION | | | | | | | NAME<br>OF<br>FIRM:Equityzen<br>Securities LLC | | | | | | | | | | | | | | | | TYPE<br>OF<br>REGISTRANT<br>(check<br>all<br>applicable | boxes): | | | | | | | ցBrokerͲdealer<br>տSecurityͲbased | տMajor<br>swap<br>dealer | securityͲbased<br>swap | participant | | | | | տ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS<br>OF<br>PRINCIPAL<br>PLACE<br>OF<br>BUSINESS: | (Do<br>not<br>use<br>P.O.<br>Box<br>No.) | | | | | | | 30<br>Broad<br>Street<br>suite<br>1200 | | | | | | | | | (No. and Street) | | | | | | | New<br>York<br> | NY | | | 10004 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON<br>TO<br>CONTACT<br>WITH<br>REGARD<br>TO<br>THIS | FILING | | | | | | | Pascal<br>Roche | | | 212Ͳ751Ͳ4422 | | | | | (Name) | (Area Code – Telephone Number) | <br> | (Email Address) | | | | | B. | ACCOUNTANT<br>IDENTIFICATION | | | | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT<br>whose | opinion<br>is<br>contained<br>in<br>this | Report* | | | | | | | | | | | | | | Citrin<br>Cooperman<br>&<br>Company,<br>LLP | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | | 50<br>Rockefeller<br>plaza | New<br>York | NY | | 10020 | | | | (Address)<br> |…Read the full text as markdown