EQUITYZEN SECURITIES LLC X-17A-5 (2026-03-27) — Broker-dealer annual report

Full text of EQUITYZEN SECURITIES LLC's X-17A-5 filed 2026-03-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **EquityZen Securities LLC** STATEMENT OF FINANCIAL CONDITION (With Report of Independent Registered Public Accounting Firm Therein) DECEMBER 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17 A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **Information Required Pursuant to Rules 17a-S, 17a-1Z, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /25** MM/DD/YY AND ENDING **12/31/2025** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Equity Zen Securities LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1 New York Plaza, 12th Floor (No. and Street) New York NY 10004 {City) (State) {Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Pascal Roche 212 751 4422 pascal.roche@equityzen.com (Name} (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*** Citrin Cooperman & Company, LLP (Name - if individual, state last, first, and middle name) 50 Rockefeller Plaza New York **NY** 10020 (Address) (City) (State) (Zip Code) 2468 **<sup>T</sup>'• of Registratioa w;th PCAOB)(;f apPlkable) FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(el(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### OATH OR AFFIRMATION I, Phillip Haslett swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of EquityZen Securities, LLC as of 12/31 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as th…

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