Full text of FARVAHAR CAPITAL LLC's X-17A-5/A filed 2021-05-27 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTA~ SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 PUBLIC # ANNUAL AUDITED REPORT FORM X-17A-5 **PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response •••••• 12.00 | SEC FILE NUMBER | | |-----------------|--| | &-69692 | | **FACING PAGE Information Required of Brokers and Dealers Pursuant** to **Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | O 1/01/2020 | AND ENDING | 12/31/2020 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|--------------|------------------------------------|--| | | MM/DDNY | | MM/DDNY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF BROKER-DEALER: Farvahar Capital LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | | 590 Madison Ave, 21st Floor | | | | | | | | (No. and Street) | | | | | | New York | N.Y. | | 10022 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TIIlS REPORT<br>J. Clarke Gray | | | 917-238-1263 | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>Raich Ende Malter & Co. LLP | (Name - if individual, state last, first, middle name) | | | | | | 1375 Broadway | New York | N.Y. | | 10018 | | | (Address) | (City) | (State) | | (Zip Code) | | | CHECK ONE:<br>f ✓ ( Certified Public Accountant<br>B<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of Information contained In this form are not required to respond** unless the form displays a currently valld 0MB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMA…Read the full text as markdown