FARVAHAR CAPITAL LLC X-17A-5/A (2022-04-04) — Broker-dealer annual report

Full text of FARVAHAR CAPITAL LLC's X-17A-5/A filed 2022-04-04 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | |--------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------------------------------------|----------------------------------------------------|--| | | SECURmES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123 | | | | Washington, D.C. 20549 | | fxpin:s: Oct. 31, 2023<br>Estimated average burden | | | | | | hours per response: 12 | | | PUBLIC | ANNUAL REPORTS | | sec FILE NUMBER | | | | FORM X-17A-S | | 8-69692 | | | | PART Ill | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING 01101121 | ---------- | ANO ENDING 12131121 | ---------- | | | | MM/00/YV | | MM/OD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF FIRM: Farvahar Capital LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | 6'I Broker-dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | D Check here if respondent is also an OTC derivatives dearer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.) | | | | | 214 Brazilian Avenue, Suite 200-A | | | | | | | (No. and Street) | | | | | Palm Beach | FL | | 33480 | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | J. Clarke Gray | 917-238-1263 | | | | | (Name) | (Area Code - Telephone Number) | Clarke@taylorgrayflc.com<br>(Email Address) | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Raich Ende Malter & Co. LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1375 Broadway | New York | NY | 10018 | | | (Address) | (City) | (State) | (Zip Code) | | | 6/23/04 | | 50 | | | | (Date of Registration with PCAOB)(lf applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFIOAl USE ONLY | | | | | | | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the…

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