Full text of FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION PURSUANT TO SEC RULE 17a-5(d) December 31, 2021 AVAILABLE FOR PUBLIC INSPECTION {1}------------------------------------------------ | | | My Commission Expires | |--|------------|-----------------------| | | 09/10/2021 | | | Signature: | recetand Pot | | |------------|-------------------|--| | Title: | Managing Director | | | | | | - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 the form displays a currently valid OMB control number. | | A.<br>REGISTRANT IDENTIFICATION | | | |--------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|------------| | | NAME OF FIRM: FLOW TRADERS US INSTITUTIONAL TRADING LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | ☒Broker-dealer | ☐ Security-based swap dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 1114 Avenue of the Americas, 4th Floor | | | | | | (No. and Street) | | | | New York | NY | | 10036 | | (City) | (State) | | (Zip Code) | | Roeland Pot | (917) 210-5020 | rpot@us.flowtraders.com | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | Ryan & Juraska LLP, Certified Public Accountants | B.<br>ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name – if individual, state last, first, and middle name) | | | | 141 West Jackson Boulevard, Suite 2250 | Chicago | Illinois | 60604 | | (Address) | (City) | (State) | (Zip Code) | | 03/24/2009 | | 3407 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE | | | | | ONLY<br>* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | SEC FILE NUMBER hours per response: 12 OMB Number: 3235-0123 Expires: Oct.…Read the full text as markdown