Full text of FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION PURSUANT TO SEC RULE 17a-5(d) December 31, 2020 AVAILABLE FOR PUBLIC INSPECTION {1}------------------------------------------------ # **OATH OR AFFIRMATION** I, **Roeland Pot,** swear (or affirm), to the best of my knowledge and belief, the accompanying financial statement and supporting schedules pertaining to the firm of **Flow Traders US Institutional Trading LLC** as of **December 31, 2020** are true and correct. I further swear (or affirm) that neither the Company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: | None | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------| | | | | | Signature | | | ./ Title | | Subscribed and sworn to before me this | | | , 2021<br>0-h(<br>ff \?\.--7,1<br>l !) tVl day of | | | Notary Public | | | This report** contains (check all applicable boxes)<br>(x] (a)<br>Facing Page.<br>f x] (b)<br>Statement of Financial Condition.<br>! l ( c)<br>Statement of Income (Loss).<br>! l ( d)<br>Statement of Cash Flows. | My Commission Expires<br>':, °I /1r:,f).02z | | [ l ( e)<br>Statement of Changes in Stockholders' Equity or Partners' or Sole Proprietor's Capital.<br>[ l (f)<br>Statement of Changes in Liabilities Subordinated to Claims of General Creditors.<br>[ l (g)<br>Computation of Net Capital for Brokers and Dealers pursuant to Rule 15c3-1.<br>[ l (h)<br>Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3.<br>[ l (i)<br>Information Relating to the Possession or Control Requirements for Brokers and Dealers Under | | | Rule 15c3-3.<br>[ l U)<br>A Reconciliation, including appropriate explanation, of the Computation of Net Capital Under Rule<br>15c3-1 and the Computation for Determination of the Reserve Requirements Under Exhibit A of<br>Rule 15c3-3. | | | [ l (k)<br>A Reconciliation between the audited and unaudited Statements of Fin…Read the full text as markdown