WALLER HELMS SECURITIES LLC X-17A-5 (2017-08-24) — Broker-dealer annual report

Full text of WALLER HELMS SECURITIES LLC's X-17A-5 filed 2017-08-24 (period 2017-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: WALLER HELMS SECURITIES LLC
• Form: X-17A-5
• Filed: 2017-08-24
• Period: 2017-06-30
• Accession: 0001661001-17-000003
• CIK: 1661001
• File #: 8-69713
• Material weakness: No
• Auditor: Demarco Sciaccotta Wilkens & Dunleavy LLP
• Auditor location: Frankfort, IL
• Contact: John Waller
• Phone: 3127639903
• Signed by: John Waller (Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0001661001 XXXXXXXX LIVE false false false 09-27-2016 06-30-2017 Broker-dealer N WALLER HELMS SECURITIES LLC 185 N. FRANKLIN STREET, SUITE 300 CHICAGO IL 60606 John Waller 3127639903 Demarco Sciaccotta Wilkens & Dunleavy LLP 9645 Lincolnway LN #214A Frankfort IL 60423 Certified Public Accountant John Waller WALLER HELMS SECURITIES LLC 06-30-2017 John Waller Chief Compliance Officer Y

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• X-17A-5/A — 2019-10-01
• X-17A-5 — 2019-09-06
• X-17A-5 — 2018-08-17

Original filing on SEC EDGAR (source of record)