Full text of OCEAN PARK SECURITIES, LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **OCEAN PARK SECURITIES, LLC** # **FINANCIAL STATEMENT AND** # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** December 31, 2024 Filed as a Public Document Pursuant to Rule l 7a-5(d) of the Securities Exchange Act of 1934 \*\*\*PUBLIC DOCUMENT\*\*\* {1}------------------------------------------------ ### Ocean Park Securities, LLC | Table of Contents | | |--------------------------------------------------------|---| | Letter of Oath or Affirmation | 1 | | Report oflndependent Registered Public Accounting Firm | 3 | | Financial Statement | | | Statement of Financial Condition | 4 | | Notes to Financial Statement | 5 | {2}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-------------------|--------------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-69722 | | | | PART Ill | | | | | FACING. PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securit!es Exchange Act of 1934 | | | | | | AND ENDING 12/31/2024<br>FILING FOR THE PERIOD BEGINNING O 1/01/2024 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Ocean Park Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>D Security-based swap dealer<br>C!J Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 7300 Metro Blvd., Suite 305 | | | | | | | (No. and Street) | | | | | Edina | MN | | 55439 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | W. Bruce Comer, Ill | 310-670-2721 | bruce@oceanpk.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPEN…Read the full text as markdown