Full text of OCEAN PARK SECURITIES, LLC's X-17A-5 filed 2026-02-13 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **OCEAN PARK SECURITIES, LLC** #### **FINANCIAL STATEMENT AND** #### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** December 31 , 2025 Filed as a Public Document Pursuant to Rule l 7a-5(d) of the Securities Exchange Act of 1934 \*\*\*PUBLIC DOCUMENT\*\*\* {1}------------------------------------------------ #### **Ocean Park Securities, LLC** | Table of Contents | | |---------------------------------------------------------|---| | Letter of Oath or Affirmation | 1 | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statement | | | Statement of Financial Condition | 4 | | Notes to Financial Statement | 5 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /25** MM/DD/YY AND ENDING **12/31 /25** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: **Ocean Park Securities, LLC** TYPE OF REG'ISTRANT {check all applicahle boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) **7300 Metro Blvd. Ste 305** (No. and Street) **Edina MN 55439** (City) {State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING **W. Bruce Comer, Ill 310-670-2721** bruce@ocean pk. com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **Ernst Wintter & Associates LLP** (Name - if individual, state last, first, and middle name) 675 Ygnacio Valley Road, Suite A200 **Walnut Creek CA 94596** (Address) (City) {State) (Zip Code) **February 24, 2009 3438 FOR OFFICIAL USE ONLY (PCAOB Registrat;oo Nombe,, ;r applkable)I** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Pe…Read the full text as markdown