Full text of ASTOR RIDGE N.A. LLP's X-17A-5 filed 2022-06-30 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | nMBAPPROVAL | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------|-----------------------------------------| | SECURmES AND EXOIANGE COMMISSION | | OMBNwnber:3235-0123<br>Elpfles: Oct. 31. 2023 | | | Washinaton, D.C. 20549<br>PUBLIC | | | Estimated .average burden | | | | | hours per response: 12 | | | ANNUAL REPORTS | | SEC Fil£ NUMBER | | | FORM X-17A-5 | | 8-69728 | | | PARTIII | | | | | | | | | | FACNGPAGE | | | | Information Required Pursuant to Rules 17a-S, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | 04/01/21 | | 03/31/22 | | FILING FOR THE PERJOD BEGINNING | MM/DD/YY | AND ENDING | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIRr.ATION | | | | | | | | | NAME OF FIRM;<br>Astor Ridge NA bbP | | | | | lYPE OF REGISTRANT (check all applicable boxes): | | | | | ~ Broker-dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.) | | | | | | | | | | 60 Rumson Road | (No. and Street) | | | | | | | | | Rumson, | New Jersey | | on60 | | (Oty) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | J. Clarke Gray | 917-238-1263 | | clarke@taylorgrayllc.com | | (Name) | (Area Code-Telephone Number) | | (Emall Address) | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | Ralch Ende Malter & Co. LLP | | | | | | | | | | | (Name - if Individual, state last. first, and middle name) | | | | 1375 Broadway | New York | | New York<br>10018 | | (Address) | (City) | (State) | (Zip Code) | | 6/23/2004 | | 50 | | | | | PCA0B | Number, if<br>icable | | | FOR OFRaAL USE ONLY | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | CFR 240.17a-5(e)(l)(D), if applicable. | | | | Persons whoaretorespondtothe callectfonof fnformatfon contained in this form are not required to respond unless the fo…Read the full text as markdown