Full text of ASTOR RIDGE N.A. LLP's X-17A-5 filed 2026-06-01 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURmES AND EXCHANGE COMMISSION Washington, D.C. 20549  # ANNUAL REPORTS FORM X-17A-5 PART Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING April 1, 2025 AND ENDING March 31, 2026 | 0MB APPROVAi | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | SEC ALE **NUMBER** 8-69728 **MM/DD/VY MM/DD/VY A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Astor Ridge N .A. LLP **TYPE OF REGISTRANT (check all applicable boxes):** D **Broker-dealer** D **Security-based swap dealer** D Major security-based swap participant D Check **here** if respondent is **also an** OTC **derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 60 Rumson Road (No. and Street) Rumson NJ 07760 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING J. Clarke Gray 917-238-1263 clarke@taylorgrayllc.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | | (Name - if individual, state last, first, and middle name) | | | | | |--------------------------------------------------|------------------------------------------------------------|---------|------------|--|--| | 1785 West 2300 Street | Salt Lake City | Utah | 84119 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/07/08 | 457 | | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB ReRistration Number, if applicable) | | | | | | | FOR OFFICAL USE ONLY | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH **OR AFFIRMATION** | I, J. Clarke Gray | | | | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------|--|----|------------------------------------------…Read the full text as markdown