Full text of SECURITIZE MARKETS, LLC's X-17A-5 filed 2022-04-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **SECURITIZE MARKETS, LLC** **Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2021** {1}------------------------------------------------ **UNITED STATES** OMB Number: 3235-0123 **SECURITIES AND EXCHANGE COMMISSION** Expires: October 31, 2023 **Washington, D.C. 20549** Estimated average burden | OMB APPROVAL | | | | | |--------------------------|--|--|--|--| | | | | | | | | | | | | | | | | | | | hours per response 12.00 | | | | | | | | | | | | | | | | | ## **ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5 8 - 69743 PART III** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |-----------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------|--| | REPORT FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | | | MM/DD/YYYY | | MM/DD/YYYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM:<br>SECURITIZE MARKETS, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | X Broker-dealer<br>տ Security-based swap dealer<br>տ Check here if respondent is also an OTC derivatives dealer | տ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 100 PINE STREET | | | | | | | (No. and Street) | | | | | SAN FRANCISCO | CA | 94111 | | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | JANICE PARISE | 212 751Ͳ4422 | | JPARISE@DFPPARTNERS.COM | | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | SPICER JEFFRIES LLP | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | 4601 DTC BOULEVARD | DENVER | CO | 80237 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | | 349 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported…Read the full text as markdown