Full text of SECURITIZE MARKETS, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | | |-------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------|----------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | Washington, D.C. 20549 | | | | | | ANNUAL REPORTS | | | | | | FORM X-17A-5 | | | SEC FILE NUMBER | | | | | | | | | PART III | | | 8-69743 | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act<br>of 1934 | | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING<br>MM/DD/YY | 12/31/2022<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Securitize Markets, LLC | | | | | | &Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>2513 Rio Mesa Drive | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | □Major security-based swap participant | | | | | (No. and Street) | | | | | Austin | TX | | | 78732 | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Janice Parise | 212-751-4422 | | jparise@dfppartners.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. Accountant Identification | | | | | Spicer Jeffries LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, middle name) | | | | | 4601 DTC Boulevard | Denver | CO | | 80237 | | (Address) | (City) | (State) | | (Zip Code) | | 10/20/2003 | | | | 349 | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirements be rovered by the reports of an independent minic accountant must he | | | | n from the requirement that the annual reports be covered by the reports of supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to t…Read the full text as markdown