Full text of OWL ROCK CAPITAL SECURITIES LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Owl Rock Capital Securities LLC (A Wholly Owned Subsidiary of Owl Rock Capital Partners LP) (SEC ID No. 8-69744) Statement of Financial Condition December 31, 2020 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | | Page(s) | |---------------------------------------------------------|---------| | Annual Audited Report Form X-17 A-5 Part III | | | Report of Independent Registered Public Accounting Firm | | | Financial Statement | | | Statement of Financial Condition | | | Notes to the Financial Statement | | {2}------------------------------------------------ UNITED Sf ATES SECURITJESANDEXCHANGECOMMTSSION Washington, D.C. 20549 **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | OMB APPROVAL | | |-------------|--------------|-------------------------------| | OMS Number: | | 3235-0123 | | Expires: | | October 31. 2023 | | | | Estimated average burden | | | | hours per response •.•. 12.00 | | SEC FILE NUMBER | |-----------------| | B-69744 | # FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERlOD BEGINNlNG 01 | /01<br>/2020 | | AND ENDlNG 12/31/2020<br>~~~<br>~~<br>~<br>MMJDDfYY | | |---------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|-----------------------------------------------------|--| | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER; Owl Rock Capital Securities LLC | | OFFICIAL USE ONLY | | | .\DDRESS OF PRJNClPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM LO. NO . | | | 575 Lexington Avenue, 21st Floor | | | | | | | 1No. and Street) | | | | | New York | New York | | 10022 | | | fCity) | (State) | | CZ1p Code) | | | !'JAME AND TELEPHONE NUMBER OF PERSON TO CONTACT lN REGARD TO THIS REPORT | | | | | | Derek O'Leary | | | 212-419-3005 | | | | | | (Arca Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>KPMG LLP | | | | | | | (Name -If individual. state last. first. middle name) | | | | | 345 Park Avenue | New York | NY | 10154 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | ~! Certified Public Accountant | | | | | | DPublic…Read the full text as markdown