Full text of BLUE OWL SECURITIES LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Blue Owl Securities LLC (A Wholly Owned Subsidiary of Owl Rock Capital Group LLC) Financial Statements and Supplementary Schedules December 31, 2022 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | | Page | |----------------------------------------------------------------------------------------|------| | Annual Audited Report Form X-17 A-5 Part III | ನ್ | | Report of Independent Registered Public Accounting Firm | 5 | | Financial Statements | | | Statement of Financial Condition | 6 | | Statement of Operations | 7 | | Statement of Changes in Member's Equity | 8 | | Statement of Cash Flows | ರ | | Notes to Financial Statements | 10 | | Supplementary Schedules | | | Schedule I - Computation of Net Capital Under SEC Rule 15c3-1 | 14 | | Computation of Determination of Reserve Requirements for Brokers Under SEC Rule 15c3-3 | | | Exemption Report Required by SEC Rule 17a-5 | 16 | | Report of Independent Registered Public Accounting Firm | 17 | # TABLE OF CONTENTS {2}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|---------|-----------------------------------------------------------------------------------------------------------------------|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-69744 | | | | | PARTII | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | filing for the period beginning 01/01/2022 | | | AND ENDING 12/31/2022 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Blue Owl Securities LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>= Broker-dealer<br>O Check here if respondent is also an OTC derivatives dealer | | | _ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 575 Lexington Avenue | | | | | | | | (No. and Street) | | | | | | New York…Read the full text as markdown