Full text of RIALTO MARKETS LLC's X-17A-5 filed 2020-09-15 (period 2020-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Rialto Markets LLC f/k./a Rialto Trading Network LLC** (a wholly-owned subsidiary of Rialto Trading Holdings LLC) Statement of Financial Condition Pursuant to Rule 17A-5 under the Securities Exchange Act of 1934 June 30, 2020 {1}------------------------------------------------ UNlTED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31 , 2020 Estimated average burden hours per response ... 12.00 8-69756 I SEC FILE NUMBER I # **ANNUAL AUDITED REPORT FORMX-17A-5 PARTID** ### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___<br>_<br>_ 0"'"'"7"'-'/0'--"1 ___ /l_,__9<br>MM/DDNY | AND ENDING | 06/30/20<br>MM/DD/YY | |--------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|------------|--------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER: | | | | | Rialto Markets LLC f/k/a Rialto Trading Network LLC<br>ADDRESS OF PRJNCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | FIRMID. NO. | | | 39 Broadway, Suite 3300 | | | | | (No. and Street) | | | | New York | NY | | 10006 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THlS REPORT | | | | | Michael Stupay | | | (212) 897-1692 | | | | | (Area Code -<br>Telephone No.) | | | | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | YSL & Associates LLC | | | | | (Name - if individual, state last, first, middle name) | | | | 11 Broadway, Suite 700 | New York | NY | 10004 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | ~ Certified Public Accountant | | | | | | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC* 1410 (3-91) {2}-----------------…Read the full text as markdown