Full text of RIALTO MARKETS LLC's X-17A-5 filed 2021-09-24 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (a wholly-owned subsidiary of Rialto Trading Holdings LLC) Statement of Financial Condition Pursuant to Rule 17A-5 under the Securities Exchange Act of 1934 June 30, 2021 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMlSSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ... 12.00 8-69756 I SEC FILE NUMBER I # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** III #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | ___<br>__<br>MM/DDfYY<br>A. REGISTRANT IDENTIFICATION | | MMIDDfYY | |-------------------------------------------------------|-----------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | OFFIClAL USE ONLY | | | | FrRM m. NO. | | | | | | | | | | | | 10004 | | | | ~~~ | | | | | | | | (212) 897-1692 | | | | (Area Code - Telephone No.) | | | | | | | | | | | | | | | | | | | | | | | | 10004 | | | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | 42 Broadway, Suite 12-129<br>(No. and Street)<br>~~<br>YSL & Associates LLC<br>New York | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>NY<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. I 7a-S(e)(2).SEC* 1410 (3-91) {2}------------------------------------------------ # **Rialto Markets LLC (a…Read the full text as markdown