Full text of RADIUS SECURITIES LLC's X-17A-5 filed 2020-08-31 (period 2020-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # RADIUS SECURITIES LLC # FINANCIAL STATEMENTS For the year ended June 30, 2020 {1}------------------------------------------------ UNJTED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer response .. . 12.00 8-69876 SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORMX-17A-5 PARTill** ### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | _<br>____,0'""'"7'--'<br>/0c.=.1=/2=0=19'--<br>MM/DD/YY | __<br>AND ENDING | 06/30/2020<br>MM/DD/YY | |--------------------------------------------------------------------------|---------------------------------------------------------|------------------|-------------------------------------------------| | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-<br>DEALER: | | | OFFICIAL USE | | RADIUS SECURITIBS LLC | | | ONLY<br>FIRM ID.NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 39 Broadway, Suite 3300, Room 1 lF<br>(No. and Street) | | | | New York | NY | | 10006 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Kathy Efrem | | | (212~897-1686<br>Telephone No.)<br>(Area Co e - | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | YSL & Associates | | | | | | (Name - if individual, state last, first, middle name) | | | | 11 Broadway | New York | NY | 10004<br>(Zip Code) | | (Address) | (City) | (State) | | | CHECK ONE: | | | | | [!] Certified Public Accountant | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC* 1410 (3-91) {2}------------------------------------------------ ### **AFFIRMATION** I, Kathy Efrem, affirm that, to the best of my knowledge and belief, the accompanying financial statements and supplemental schedules pertaining to Radius Securities LLC for the…Read the full text as markdown