Full text of RADIUS SECURITIES LLC's X-17A-5 filed 2021-09-28 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # RADIUS SECURITIES LLC # FINANCIAL STATEMENTS For the year ended June 30, 2021 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... 12.00 8-69876 I SEC FILE NUMBER I # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTID** ### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -----'0:::.7"'--'/0=1.::/2=0=20.__ __<br>MM/DD/YY | AND ENDING | 06/30/2021<br>MM/DD/YY | |--------------------------------------------------------------------------|---------------------------------------------------|------------|-------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME Of BROKER -<br>DEALER:<br>RADIUS SECURITIES LLC | | | E<br>F1RMID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 42 Broadway, Suite 12-129<br>(No. and Street) | | | | New York | NY | | l 0006 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Kathy Efrem | | | (212)897-1686<br>(Area Code -<br>Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | YSL & Associates<br>(Name - | if individual, state last, first, middle name) | | | | 11 Broadway | New York | NY | 10004 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | [!] Certified Public Accountant | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC* 1410 (3-91) {2}------------------------------------------------ ### **AFFIRMATION** L Kathy Efrem. affirm that. to the best ofmy knowledge and belief, the accompanying financial statements and supplemental schedules pertaining to Radius Securities LLC for the year ended June 30. 2021, are true and correct. I further affinn that ne…Read the full text as markdown