Full text of JP DERIVATIVES, LLC's X-17A-5 filed 2021-10-07 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hoursJJer response .. .... 12.00 > SEC FILE NUMBER 8-69788 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING 07/01/20 AND ENDING 06/30/21 --------------------- --------------------- MM/00/YY MM/00/YY A. REGISTRANT IDENTIFICATION # NAME OF BROKER-DEALER: JP DERIVATIVES LLC OFFICIAL USE ONLY ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) FIRM 1.0. NO. C/0 BAYAT CONSULTING INC., 14 WALL STREET, 20TH FLOOR (No. and Street) NEW YORK NY 10005 (City) (State) (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT (Area Code- Telephone Number) # B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* # LERNER & SIPKIN CPAs LLP | (Name - if individual, state last. first, middle name) | | | | | |--------------------------------------------------------|----------------------------------------------------------------------|---------|------------|--| | 420 Lexington Ave.- | Suite 2160 NEW YORK | NY | 10170 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I/' I | Certified Pub I ic Accountant | | | | | DPublic Accountant | | | | | | | DAccountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | *\*Claims f or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17 a-5 (e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ # **OATH OR AFFIRMATION** | 1, JACK PIUGGI | | , swear (or affirm) that, to the best of | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown