Full text of JP DERIVATIVES, LLC's X-17A-5 filed 2022-11-03 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | OMB APPROVAL | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------|----------------------------------------------------| | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123 | | | Washington, D.C. 20549 | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X~17A-5 | | 8-69788 | | | PART Ill | | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING 07/01 /21 | | | AND ENDING 06/30/22 | | | MM/DD/YY | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: JP DERIVATIVES LLC | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | [!] Broker-dealer | 0 Security-based swap dealer | | 0 Major security-based swap participant | | | 0 Check here if respondent ls also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | | C/0 BAY AT CONSULTING INC., 14 WALL STREET, 20TH FLOOR | | | | | (No. and Street) | | | | New York | NY | | 10005 | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | ALAN KRIM | 516-526-1586 | | akrim@ jpderivatives.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fl!ing* | | | | EisnerAmper LLP | | | | | | (Name- if Individual, state last, first, and middle name) | | | | | | | | | 1375 Broadway 15th Floor<br>(Address) | NEW YORK<br>{City) | NY<br>(State) | 10018<br>(Zip Code) | | | | | | | September 29, 2003 | | 274 | | | rte of | '"'''"at~P w•h PCAOBJIIf •ppliGb~) FOR OFFICIAL USE ONLY | | (PCAOB '"''"atloP N"mbe<, If •p~l"ble)l | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(11), If applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displ<!ys a currently valid OMB control number. {1}--------------------------------------------…Read the full text as markdown