Full text of FINANCIAL ADVOCATES SECURITIES, LLC's X-17A-5 filed 2021-03-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | PM6 APPBQYAl | | |------------------------------------------------------------------------------------------|-----------------------------------------------------------|----------|-------------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB N�mbfr; �2�S-C123<br>r,;,:11l rn o«ober 31, 2023 | | | | Wiuhlngton, P,C, 20549 | | e&Nrnated aYerage b!Jrd�n<br>hours, per r��nH, 12.00 | | | | ANNUAL AUDITED REPORT | | | | | | FORM X�17 A 5 | | SEC FILS. NUMBER | | | | PART 111 | | e. 69827 | | | | FACING PAGE | | | | | [nforrnatlon Requind of Broken i.11d DtM1crs J>ursU11nt to Section 17 of the | | | | | | | Seurltlu Exchange Act of J!J34 and Ridel 7A-5 Thereunder | | | | | REPORT FOR THE PERIOD BEGINNING ___ 01_/_01_/2_0 __ AND ENDtNO | | | 12/31/20 | | | | MMIDDIYY | | MM/tib/YY | | | | A, REGISTRANT IJ>ENTIFlCATION | | | | | NAMB OF BkOKER·DEALBR; | | | OFFICIAL USE ONLY | | | Financial Advocate\$ SeturiUes, LLC | | | | | | ADDRESS OF PRINCTPAL PLACE OF BUSlNESS: (Po 1101 use P,O, Box No,) | | | FIRM 1,D, NO. | | | 1601 Cooper Point Rd NW | | | | | | Olympia | (No, and Stroot)<br>WA | | 98502 | | | (Cily) | | | (Zip Codo) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT TN REGARD TO THIS REPORT<br>Gary Campbell | | | (360) 866�2345 | | | | | | | | | | B, ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT who�e opinion Is contain�d in the Report*<br>Rubio CPA PC | | | | | | | (NIM� - If /1,dN/dJ1a!, <lo/a /a�1, flu1, m/dd/11 ni1n11) | | | | | 2727 Paces Ferry Rd SE. Ste 2 1680 | Atlanta | Georeia. | 30339 | | | (AddtllU) | (City) | (S<lto) | (Zip Codo) | | | CUECKON'E: | | | | | | Ii] Cortit<br>1ed Public Accountant | | | | | | □ | | | | | | Pubtfo Accountant | | | | | | □<br>Accountant not resident ln Unlted Slates ar any of H� posseulons. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | *"CltJ/mij/Jr ex�1t:plionfrom ilu nquiremenl !hat the 111mual rep;,n be co1'llmi by th� opinion (J/an iHde/Jfndenl public amr1111{Ql!I mwt b, �lipportrd by a MQ/emml of /act: '111d clrc11m1tanct.t r,1/ed Oil rtJ tire ba!frfor tht �ump/Ion. Su Section 240.17a-\$ (t}{2)* > Potantlli persons 'MIO 1111'8 to respond to tl1ll coll�on of lnform.UQl'I contllned In ll'tla fonn n not �Uired to respond SEC 1410 (11-05) unless tllil fonn dlsplays • currenW valid 0MB control numbtr, {1}------------------------------------------------ #### **OATH OR…Read the full text as markdown