Full text of FINANCIAL ADVOCATES SECURITIES, LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-69827 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/22 12/31/22 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Financial Advocates Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer [ Security-based swap dealer [ ] Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1601 Cooper Point Rd NW (No. and Street) Olympia WA 98502 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Brian Megenity 770-263-6003 bmegenity@bdcaonline.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RUBIO CPA, PC (Name ~ if individual, state last, first, and middle name) 3500 Lenox Rd., Suite 1500 Atlanta GA 30326 (Address) (State) (City) (Zip Code) 05/05/2009 3514 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OD ACCIO | VAIn UR AFFIKIVIATION | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | Gary Campbell<br>and the comments of the comments of the comments of the comments of the comments of the comments of the comments of the comments of the comments of the comments of the contri<br>swear (or affirm) that, to the best of my knowledge and belief, the | | financial report pertaining…Read the full text as markdown