Full text of ANNEXUS SECURITIES, LLC's X-17A-5 filed 2021-03-16 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## hours per response.. . . . . 12.00 ANNUAL AUDITED REPORT FORM X-17A-5 PART III | UNITEDSTATES | | OMB APPROVAL | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------|------------------------------------------------------------------| | SECURITIESANDEXCHANGECOMMISSION<br>Washington, D.C. 20549 | OMB Number:<br>3235-0123<br>Expires: | | | ANNUAL AUDITED REPORT | | Estimated average burden<br>hours per response 12.00 | | | | | | FORM X-17A-5<br>PART III | | SEC FILE NUMBER | | | | 8-<br>69828 | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | FACING PAGE<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | REPORT FOR THE PERIOD BEGINNING______________________________ | 12/01/20<br>MM/DD/YY | AND ENDING______________________________<br>12/31/20<br>MM/DD/YY | | A. | REGISTRANT IDENTIFICATION | | | NAME OF BROKER-DEALER:<br>Annexus Securities, LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | 16767 N. Perimeter Dr., Suite 320<br>___________________________________________________________________________________________________________________ | | | | | (No. and Street) | | | Scottsdale<br>___________________________________________________________________________________________ | AZ | __________________________<br>85260 | | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_<br>___________________________________________________________________________________________<br>Kenneth Lepore | | (480) 321-8992<br>_________________________ | | | | (Area Code – Telephone Number) | | B. | ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | _____________________________________________________________________________________________________________________<br>RSM US LLP | (Name – if individual, state last, first, middle name) | | | | | | | _____________________________________________________________________________________________________________________<br>801 Nicollet Mall, West Tower, Suite 1100<br>(Address) | Minneapolis<br>(City) | 55402<br>MN<br>(State)<br>(Zip Code) | | C…Read the full text as markdown