Full text of ANNEXUS SECURITIES, LLC's X-17A-5/A filed 2021-03-18 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## hours per response.. . . . . 12.00 ANNUAL AUDITED REPORT FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | | | | | 8-<br>69828 | | SECURITIESANDEXCHANGECOMMISSION<br>OMB Number:<br>3235-0123<br>Washington, D.C. 20549<br>Expires:<br>October 31, 2023<br>Estimated average burden<br>hours per response 12.00<br>ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>SEC FILE NUMBER<br>PART III<br>8-<br>69828<br>FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder<br>REPORT FOR THE PERIOD BEGINNING______________________________<br>AND ENDING______________________________<br>12/01/20<br>12/31/20<br>MM/DD/YY<br>MM/DD/YY<br>A.<br>REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER:<br>OFFICIAL USE ONLY<br>Annexus Securities, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>FIRM I.D. NO.<br>16767 N. Perimeter Dr., Suite 320<br>___________________________________________________________________________________________________________________<br>(No. and Street)<br>Scottsdale<br>___________________________________________________________________________________________<br>__________________________<br>85260<br>AZ<br>(City)<br>(State)<br>(Zip Code)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_____________________________________________________________________________________________________________________<br>(480) 321-8992<br>Kenneth Lepore<br>(Area Code – Telephone Number)<br>B.<br>ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>_____________________________________________________________________________________________________________________<br>RSM US LLP<br>(Name – if individual, state last, first, middle name)<br>_____________________________________________________________________________________________________________________<br>801 Nicollet Mall, West Tower, Suite 1100<br>Minneapolis<br>55402<br>MN<br>(Address)<br>(City)<br>(State)<br>(Zip Code)<br>CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | UNITEDSTATES | OMB APPROVAL | |----------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown