Full text of ASL CAPITAL MARKETS INC.'s X-17A-5 filed 2022-08-24 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### ASL CAP ITAL MARKETS INC. (SEC I.D. No 8-69872) # STATEMENT OF FINANCIAL CONDITION AS OF JUNE 30, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\* This report has been filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ | | (No. and Street) | | | | |------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|-------------------------|--| | STAMFORD | CT | | 06901 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | ROBERT K. TUITE | 203-388-2955 | | ROBERT,TUITE@ASLCAP.COM | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>ERNST & YOUNG LLP | (Name - if individual, state last, first, and middle name) | | | | | 300 1ST STAMFORD PLACE STAMFORD | | CT | 06902 | | | (Address) | (City) | (State) | (Zip Code) | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | (PCAOB Registration Number, if applicable) | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | {2}------------------------------------------------ | ROBERT K. TUITE | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | tinancial report pertaining to the firm of ASL CAPITAL MARKETS INC. | as of | | 6/30 | . 2 022 | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer. | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # **ASL CAPITAL MARKETS INC.** # **TABLE OF CONTENTS** | | Page | |---------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | 1 | | Statement of Financial Condition | 2 | | Notes to the Statement of Financial Condition | 3-12 | {4}--------------------…Read the full text as markdown