Full text of ASL CAPITAL MARKETS INC.'s X-17A-5 filed 2025-08-28 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION AS OF JUNE 30, 2025 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM STATEMENT OF FINANCIAL CONDITION AS OF JUNE 30, 2025 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\* \* ok ok kock ok This report has been filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. This report has been filed pursuant to Rule 17a-5(¢)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ UNITED STATES e s SECURITIES AND EXCHANGE COMMISSION Explces: No: 50' 2026 Washington, D.C. 20549 Estimated average burden | hours per response: | 12 | |---------------------|----| # FORM X-17A-5 8-69872 PART llI | SEC FILE NUMBER | |-----------------| |-----------------| FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 07/01 /24 AND ENDING 06/30/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # name of rirm: ASL CAPITAL MARKETS INC. TYPE OF REGISTRANT (check all applicable boxes): [=] Broker-dealer [ Security-based swap dealer [J Major security-based swap participant [ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.0. box no.) # 600 SUMMER STREET, SUITE 402 | CT | | 06901 | |-------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | (State) | | (Zip Code) | | | | | | | ROBERT.TUITE@ASLCAP.COM | | | | | | | | | | | | | | | | cT | 06902 | | (City) | (State) | (Zip Code) | | | 42 | | | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | LLP<br>1ST STAMFORD PLACE<br>(Date of Registration with PCAOB)(if applicable) | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>203-388-2955<br>(Area Code — Telephone Number)<br>STAMFORD | (Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name — if individual, state last, first, and middle name) | \* Claims for exemption from the requirem…Read the full text as markdown