Full text of QUILVEST CAPITAL PARTNERS SECURITIES LLC's X-17A-5 filed 2021-03-04 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ QUILVEST CAPITAL PARTNERS SECURITIES LLC (f/k/a QUILVEST SECURITIES LLC) REPORT PURSUANT TO RULE 17a-5(d) YEAR ENDED DECEMBER 31, 2020 The report is deemed a PUBLIC DOCUMENT in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMIS~ON Washington,D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0MB Number: | 3235-0123 | | |-------------|----------------------------|--| | Expires: | October 31, 2023 | | | | Estimated average burden | | | | hours per response 12.00 | | | | | | 0MB APPROVAL | SEC FILE NUMBER | |-----------------| | 8-69883 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>AND ENDING 12/31/2020 | | | | |--------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|---------------------|-------------------|--| | | MM/DD/YY | | MMIDDIYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Quilvest Capital Partners Securities LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 527 Madison Avenue 11th Floor | | | | | | | (No. and Street) | | | | | New-York | New-York | | 10022 | | | (City) | (State) | | (Zip Code) | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>RSM US LLP | B. ACCOUNTANT IDENTIFICATION<br>(Name - if individual, state last, | | | | | | | jirst, middle name) | | | | 4 Time Square 151 West 42nd Street 19th Floor | New-York | New-York | 10036 | | | (Address)<br>CHECK ONE:<br>I<br>✓<br>Certified Public Accountant<br>B<br>Public Accountant | (City)<br>Accountant not resident in United States or any of its possessions. | (State) | (Zip Code) | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e){2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to r…Read the full text as markdown