Full text of QUILVEST CAPITAL PARTNERS SECURITIES LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **QUlLVEST CAPITAL PARTNERS SECURITIES LLC (f/k/a QUILVEST SECURITIES LLC) REPORT PURSUANT TO RULE 17a-5(d) YEAR ENDED DECEMBER 31, 2022** Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a **PUBLIC DOCUMENT.** {1}------------------------------------------------ #### **CONTENTS** | | Page(s) | |------------------------------------------------------------|---------| | Oath<br>or<br>Affirmation Signed | 1-2 | | Report of Independent Registered<br>Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5-8 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | FACING PAGE | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | # SEC FILE NUMBER 8-69883 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/22 filing for the period beginning 01/01/22 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Quilvest Capital Partners Securities LLC TYPE OF REGISTRANT (check all applicable boxes): 回 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 65 East 55th Street 25th Floor | (No. and Street) | | | | | | |----------------------------------------------|-----------------------------------------|-----------------|--|--|--| | New York | NY | 10022 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Finley JOHN | +1 (212) 920-3862 fjohn@quilvestusa.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | ## INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # RSM US LLP | | (Name - if individual, state last, first, and middle name) | | | |---------------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 4 Times Square 151 West 42nd Street 19th Floor New-YORK | | | 10036 | | (Address) | (City) | (State) | (Zip Code) | | 09/24/2003 | | 49 | | | (Date o…Read the full text as markdown