Full text of DOEREN MAYHEW CAPITAL ADVISORS, LLC's X-17A-5 filed 2023-12-28 (period 2023-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION SEPTEMBER 30, 2023 {1}------------------------------------------------ #### **TABLE OF CONTENTS** # **Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** ...................... 1 **FINANCIAL STATEMENT** Statement of Financial Condition ........................................................................................................ 3 Notes to Statement of Financial Condition ......................................................................................... 4 {2}------------------------------------------------  {3}------------------------------------------------ ### **SEPTEMBER 30, 2023 STATEMENT OF FINANCIAL CONDITION** | Assets | | |---------------------------------------|---------------| | Cash and cash equivalents | \lt;br>636,880 | | Accounts receivable | 52,457 | | Operating right of use assets | 227,850 | | Prepaid expenses | 3,594 | | Total Assets | \lt;br>920,781 | | Liabilities and Member's Equity | | | Liabilities: | | | Accounts payable and accrued expenses | \lt;br>24,035 | | Operating lease liabilities | 227,850 | | Deferred revenue | 244,810 | | Total Liabilities | 496,695 | | Member's Equity | 424,086 | | Total Liabilities and Member's Equity | \lt;br>920,781 | See accompanying notes to financial statements. {4}------------------------------------------------ ### **NOTES TO STATEMENT OF FINANCIAL CONDITION SEPTEMBER 30, 2023** #### **Note 1 - Organization and Nature of Business** Doeren Mayhew Capital Advisors, LLC (the "Company"), a limited liability company organized in Michigan, is a broker dealer registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority, Inc. (FINRA). The Company commenced operations on April 9, 2017 upon obtaining its brokerdealer registration. The Company acts as an agent in merger and acquisition transactions as well as arranges debt and equity financing. The Company also provides general advisory services to corporate clients. The Company is 100% owned by DMCA Holdings, LLC. #### **Note 2 - Significant Accounting Policies** #### Use of Estimates The preparation of the statement of financial condition in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, actual resul…Read the full text as markdown