Full text of DOEREN MAYHEW CAPITAL ADVISORS, LLC's X-17A-5 filed 2024-12-30 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
DOEREN MAYHEW CAPITAL ADVISORS, LLC FINANCIAL STATEMENTS SEPTEMBER 30, 2024 The report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)3 under the Securities Exchange Act of 1934. A statement of financial condition bound separately has been filed with the Securities and Exchange Commission simultaneously herewith as PUBLIC document. Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM....... 1 FINANCIAL STATEMENTS Statement of Financial Condition ...................3 Statement of Operations............................ 4 Statement of Changes in Members Equity ........... 5 Statement of Cash Flows............................ 6 Notes to Financial Statements...................... 7 SUPPLEMENTAL SCHEDULE Computation of Net Capital Under Rule 15c3-1 of the Securities and Exchange Commission..12 Exemption Report Affirmation ....................................... 13 Report of Independent Registered Public Accounting Firm Exemption Report .............. 14 Report of Independent Registered Public Accounting Firm On Applying Agreed-Upon Procedures..15 We have served as the Company's auditor since 2023. (Note: Partners of Postlethwaite & Netterville joined EisnerAmper LLP in 2023. Postlethwaite & Netterville had served as the Company's auditor since 2022.) EISNERAMPER LLP Baton Rouge, Louisiana December 20, 2024 EisnerAmper LLP .. - www.e1sneramper.com STATEMENT OF FINANCIAL CONDITION SEPTEMBER 30, 2024 Assets Cash and cash equivalents Accounts receivable Due from related party Operating right of use assets Prepaid expenses Total Assets $ $ 870,281 237,392 25,000 212,684 1,508 1,346,865 Liabilities and Member's Equity Liabilities: Accounts payable and accrued expenses Operating lease liabilities Deferred revenue $ 4,042 212,684 139,810 Total Liabilities 356,536 Member's Equity Total Liabilities and Member's Equity $ 990,329 1,346,865 See accompanying notes to financial statements. STATEMENT OF OPERATIONS YEAR ENDED SEPTEMBER 30, 2024 Revenues: Transaction success fees $ 495,816 Financial advisory fees 217,856 Total Revenues 713,672 Expenses: Licensed representative 33,412 Professional education 309 Dues and memberships 17,379 Lease expense 46,720 Professional services 25,595 Insurance 14 Administration fees 24,000 Total Expenses 147,429 Net Income $ 566,243 See accompanying notes to financial statements STATEMENT OF CHANGES IN MEMBER'S EQUITY YEAR ENDED SEPTEMBER 30, 2024 Member's Equity - Beginning $ 424,086 Net Income 566,243 Member's Equity - Ending…
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