Full text of CHALICE CAPITAL PARTNERS, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | | |---------------------------|-----------------|-----------| | 0MB 1'-i.Jmber: | | 3235-0123 | | Expires: | August 31, 2020 | | | l'stimated average burden | | | | Hours per re~onse | | 12.00 | 8- **69967** SEC FILE NUMBER # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill # **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ----------<br>01<br>/01<br>/2019<br>MM/DD/VY | AND ENDING | 12/31/2019<br>MM/DD/VY | |--------------------------------------------------------------------------|----------------------------------------------|------------|---------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | Chalice Capital Partners, LLC | | | FIRMI.D. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 10920 Via Frontera, Suite 520 | | | | | | (No. and Strcrt) | | | | San Diego | CA | | 92127 | | (C11y) | (State) | | (Zop Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Keith Gregg | | | 800-353-6981 | | | | | (A r<a Code - Telephone Nwnber) | | | B. ACCOUNTANT IDENTIFCATION | | | | INDEPENDENT PUBUC ACCOUNTANT whose opinion is contained in this Report* | | | | | Davie Kaplan, CPA, P.C. | | | | | (Name- 1( 1nd111d11ul. sta1r las1J,rst. n11ddle name) | | | | | l000 First Federal Plaza | Rochester | NY | 14614 | | (Address) | (Co ty) | (State) | (Zip Code) | | CHECK ONE: | | | | | ~ Certified Public Accountant | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemptionji-0,11 the requirement that the annual report be co1·ered by the opinion of an independent public acco1111tallt must be supported by a statement o.f(acts and circumstances relied* 011 *as the basis/or the exemption. See Section 240.17a -5(e)(2).* > **Potential persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ # **OATH OR AFFffiMA TION** # I, **Keith Gregg** , swear(or affim1)that…Read the full text as markdown