Full text of KINGSWOOD CAPITAL PARTNERS, LLC's X-17A-5 filed 2026-03-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-69967 MM/DD/YY FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/25 filing for the period beginning 01/01/25 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Kingswood Capital Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 11440 W Bernardo Ct, Suite 300 | | (No. and Street) | | | | | | |--------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|---------|--------------------------------------------|--|--| | San Diego | | CA | | 92127 | | | | (City) | | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Monique Romero | 212-668-8700<br>mromero@acisecure.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Nawrocki Smith, LLP | (Name - if individual, state last, first, and middle name) | | | | | | | 100 Motor Parkway, Suite 580 Hauppauge | | | NY | 11788 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | March 4, 2009 | | | 3370 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | David Pitkoff | | | | | | swear (or affirm) that, to the best of my knowledg…Read the full text as markdown