Full text of GLMX TECHNOLOGIES, LLC's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69987 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | PART Ill | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------------------------------------------|--------------------------------------------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | FILING FOR THE PERIOD BEGINNING | ____ 0<br>1<br>1<br>110_<br>12_<br>_<br>_ | ___ AND ENDING ____ 1 | __<br>31_12_1<br>21_<br>_<br>_ | | | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | ________<br>NAME OF FIRM: | G_L_M_X_T_e_ch_n_o_lo_g_ie_s_, _LL_C | | ____________<br>_ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Q Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 330 Seventh Avenue, Floor 17 | | | | | | (No. and Street) | | | | | New York | NY | | 10001 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Pasca I Roche | 212-751-4422 | | | | | (Name) | | PRoche@dfppartners.com<br>(Area Code -Telephone Number)<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Reynolds + Rowella, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 51 Locust Avenue | New Canaan | CT | 06840 | | | (Address) | (City) | (State) | (Zip Code) | | | 04/23/2009 | | | 3448 | | | (rte of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond…Read the full text as markdown