Full text of GLMX TECHNOLOGIES, LLC's X-17A-5/A filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | | | SEC FILE NUMBER | |--------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | 8-69987 | | PART Ill | | | | | | | | | | | | | | __<br>____ 12<br>_1<br>1<br>13<br>12_ | | MM/DD/VY | | _<br>_<br>_<br>MM/DD/VY | | | | | | | | | | | | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | | | | | | | (No. and Street) | | | | NY | | 10001 | | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | 212-751-4422 | | PRoche@dfppartners.com | | | | (Email Address) | | | | | | | | | | | | | | | | | | New Canaan | CT | 06840 | | (City) | (State) | (Zip Code) | | | | 3448 | | ""'"m"" .,. ~""'" •w"""' '°' o,"'"" "" o", | | | | | FACING PAGE<br>____ 0<br>1<br>1<br>110_<br>12_<br>FILING FOR THE PERIOD BEGINNING<br>_<br>_<br>________ | FORM X-17A-S<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>___<br>AND ENDING<br>A. REGISTRANT IDENTIFICATION<br>____________<br>G_L_M_X_T_e_ch_n_o_lo:gcie_s_, _LL_C<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>330 Seventh Avenue, Floor 17<br>(State)<br>(Area Code -Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Reynolds + Rowella, LLP<br>(Name- if individual, state last,…Read the full text as markdown