Full text of COMMONGOOD SECURITIES LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  COMMONGOOD SECURITIES, LLC ORLANDO, FLORIDA FINANCIAL STATEMENTS, FORM X-17A-5, PART III, SUPPLEMENTAL INFORMATION, AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2023 {1}------------------------------------------------ # **COMMONGOOD SECURITIES, LLC** FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2023 ### TABLE OF CONTENTS | Form X-17A-5, Part III | 1 - 2 | |--------------------------------------------------------------------------------------------------|--------| | Report of Independent Registered Public Account Firm | 3 | | Statement of Financial Condition | 4 | | Statement of Operations | 5 | | Statement of Changes in Member's Equity | 6 | | Statement of Cash Flows | 7 | | Notes to Financial Statements | 8 - 12 | | Supplementary Information:<br>Computation of Net Capital pursuant to Rule 15c3-1 | 13 | | Statement on Exemption from the Computation for Reserve Requirements pursuant to<br>Rule 15c3-3 | 14 | | Statement on Exemption Relating to Possession or Control Requirements pursuant to<br>Rule 15c3-3 | 15 | | Exemption Report Pursuant to Rule 17a-5 of Securities and Exchange Commission | 16 | | Report of Independent Registered Public Accounting Firm on the Exemption Report | 17 | {2}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | | | | SEC FILE NUMBER | | |-----------------|--| | 8-69989 | | | 01/01/2023<br>FILING FOR THE PERIOD BEGINNING | AND ENDING_12/31/2023<br>MM/DD/YY<br>MM/DD/YY | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|--|--| | | A. REGISTRANT IDENTIFICATION | | | | CommonGood Securities, LLC<br>NAME OF FIRM: | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Security-based swap dealer<br>A Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 181 W Stovin Ave | | | | | | (No. and Street) | | | | EL<br>Winter Park<br>(City) | 32789<br>(Zip Code)<br>(State) | | | | PER…Read the full text as markdown