Full text of COMMONGOOD SECURITIES LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  COMMONGOOD SECURITIES, LLC ORLANDO, FLORIDA FINANCIAL STATEMENTS, FORM X-17A-5, PART III, SUPPLEMENTAL INFORMATION, AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2021 {1}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | | | 4/13/2010 | | | |-----------|--|--| | | | | | | | | {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | Jeff Shafer<br>I, _________________ | _, swear (or affirm} that, to the best of my knowledge | and belief, the | |-------------------------------------|------------------------------------------------------------------------------------------------------------------------------|-----------------| | | financial report pertaining to the firm of ____________________________, as of<br>CommonGood Securities, LLC | | | December 31 | ______________, 2021 is true and correct. I further swear (or affirm) that neither the company nor any | | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified | | | solely as that of a customer. | | |   KALPESH P. PATEL Commission# HH 052039 Expires November 16, 2024 Bonded Thru Budget Notary SeNices **Signature Title:** **Notary Public** #### **This filing\*\* contains (check all applicable boxes):** - **D9 (a) Statement of financial condition.** - **00 (b) Notes to consolidated statement of financial condition.** - **09 (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of . comprehensive income (as defined in§ 210.1-02 of Regulation S-X).** - oo **(d) Statement of cash flows.** - oo **(e) Statement of changes in stockholders' or partners' or sole proprietor's equity.** - **D (f) Statement of changes in liabilities subordinated to claims of creditors.** - **lxl (g) Notes to consolidated financial statements.** - Ci! **(h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable.** - **D (i) Computation of tangible net worth under 17 CFR 240.18a-2.** - **[xi U} Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3.** - **D (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR…Read the full text as markdown